The Frame of an Inquiry
Abstract
This was developed as an
exploration of improvisation, as experienced by myself and others, in its
relation to learning. The approach was to look at improvisation in
a range of settings in order to discover patterns and common approaches
as well as unique manifestations. Attentive to the significance of
both its unplanned outcomes and its facilitation of attaining specified
objectives, I wanted to describe what I have experienced and come to understand
as a spirit of improvisation, encompassing its use as a creative last resort
and a process with equal validity as a first resort. The process
was a heuristic inquiry incorporating phenomenological interviews, recordings
of my own musical improvisations and keeping a journal. The study
illuminated the fact that inclusivity and continuity are guiding principles
in improvisation. It contributes to a discourse which valorizes the
improvising process in a range of places, including our hearts, our interpersonal
transactions, our approaches to lifestyles and -where the seeds of change
are nurtured- our classrooms. Improvisation invites allusion and
metaphor, which embrace a life-affirming spiritual dimension. Not
only is it a lifelong learning, but also it is lifewide.
Introduction
In all of my interactions
with folks, whenever the word improvisation has come up, no one seems to
ask what improvisation means. It is a concept with which everyone
seems familiar, at least in his or her own frame of reference. The
more it is discussed, though, the more carefully the term is drawn.
And the more finely it is delineated, the more it can be distinguished
from other areas in the field of creativity. It becomes distinct
even from the closely related concept of spontaneity.
My particular
experience researching improvisation was difficult because discussing improvisation
can easily feel like a dissection of a living form. In the process
the form dissolves, or I feel as if I am dissolute in claiming to speak
of the integral form. The entire project was perhaps a personal dare.
While I never felt uninformed about the phenomenon, I also felt that I
could learn more. But, from the beginning, I have seriously questioned
whether what I already knew or could yet learn had validity in an academic
context, or in precise, written language. And one aspect of the challenge,
after all my inquiring, was whether I would have the courage, if necessary,
to say that I had nothing to say on the subject that was meaningful to
me.
Also,
from the beginning, I thought there could be something that I considered
relevant that could and should be said. There was the possibility
that not talking on this subject, or feeling that I could not talk on it,
was an attitude rooted in an internal split. My explicit motivation
was a belief that an exploration of improvisation could reveal a process
which, rather than being irrational or non-rational, involves a sublime
level of mental activity that is integral to the most meaningful ways in
which we grasp and learn our world. I proceeded in the project with
a slight fear coexisting with a small hope. The fear was that this
process could somehow distort my path as an improvisor, by tending to instill
a too-conscious approach. My hope was that, by being willing to face
improvisation with a more conscious perspective, there might turn out to
be a greater awareness of the principles that I could bring to it, which
in fact would be a resource.
Simply
put, I wanted to honor improvisation. Ever since I experienced its
inspiration, I have wanted to give voice to the people and the force from
which it arises. In this particular project, I sought to become more
deeply in touch with how I understand its manifestation in myself and in
my life. Starting with a sense of improvisation as a process through
which I have learned about music, myself and the world, I explored the
relation of learning to improvisation. Looking beyond improvisation
as "making something up," I wanted to see what there is in the process
that makes me feel more alive and in touch with the world.
In a multicultural society,
individuals arrive with different scripts and must improvise their integration.
The stakes vary from play to survival.
-Mary
Catherine Bateson
Improvisation as a mode of
learning has an important role to play in this society. It is an
invitation to play: inside new rules or outside old ones; with a script
or without one; off the beat or on it. It is an invitation to work:
on revealing connections, on discovering patterns, on uncovering feelings.
And, underneath it all, improvisation addresses what has been called "the
ethical demand to imagine otherwise" (Kearney, 1988, p. 364).
We see actors and musicians
on stage often improvising. It may look exciting, hard to do and
not for everybody, but lots of other people improvise often, too.
Teachers improvise in front of their classes. Chess players improvise.
And it is also a way many of us deal with the irrationality, unpredictability
and injustice of the society. But, since artistic performance is
generally more exciting in itself, improvisation in that context stands
out and tends to over-shadow other realms. The skill, amount or degree
of improvisation, nevertheless, can be as great or greater in instances
and activities we do not usually think about as improvisatory and which
are not normally spectator events. The capacity to improvise is universal,
as is the necessity for it.
Prevailing Attitudes
Defined in any one of a
series of catchphrases ranging from ëmaking it up as he goes alongí to
ëinstant composition,í improvisation is generally viewed as a musical conjuring
trick, a doubtful expedient, or even a vulgar habit. (Bailey, 1992, p.
ix)
Although
we often marvel at others improvising, many of us do not take our own abilities
to heart often enough. One reason for that, I think, is that we feel
as if we do not know what we are doing when we improvise, a sense of confusion
combined with a negative attitude towards "not knowing." That is,
not only can it be hard to act without guidelines, but it is often even
harder to see ourselves, or have others see us, as not in control.
Ultimately, it seems hard to honor something (sometimes especially in ourselves)
that we can not talk about clearly.
What
does it mean to talk about improvising? Is there any way it makes
sense to say that a jazz musician and a chess player, for instance, both
need to improvise? Is there any reason not to improvise while delivering
a sermon? Is there more going on beyond dealing with an immediate
situation at hand, or any way in which improvising now is a benefit later?
Improvisation
as a mode of learning is a process in which the improvisor fully accepts
and acts on the reality of his or her own ability to define a given situation
in his or her own terms. Hodgson and Richards look at improvisation
as both an "opportunity for discovery" and as "drawing upon our imagination
in order to try and achieve an objective we have set for ourselves" (Hodgson
and Richards, 1974, p. 1). It is "the spontaneous response to the
unfolding of an unexpected situation," and it is a process by which we
"draw on our own resources, to think out basic principles" (p. 2).
This can come about, in music for instance, when the player realizes that
she is in fact the one designated to fill in the blanks, the silent or
open movement of a piece, or when one chooses to suggest independently
a new line of musical development. In a game of strategy, the opportunity
for improvisation may arise when a standard sequence or typical structure
of play has been disrupted; or one may even choose to interrupt a traditional
line of play. In an educational context, improvisation often is called
for when, while the subject matter and the desire to grasp that subject
matter have become explicit and ability is evident, learning still is not
taking place.
I start
with this definition for improvisation: the carrying out of a self-generated
plan in the absence of, or in lieu of, a designated course of action.
To that I add this trait of an improvisor: an active willingness to discover
spontaneously and act on a range of choices, within a given context or
overlapping contexts. Improvisation is a subset of creativity.
While creativity encompasses action in a range of time periods, from the
instantaneous to compositions which are worked on over years, improvisation
is about the moment.
Having
a plan is distinct from having a goal, in the sense of a destination: Improvising
can proceed with or without a specific result in mind. However, in
all cases, it proceeds without knowing the route, often even through preferring
not to know. The assumptions are that the guiding signs or supportive
structure, pattern, to a particular improvisatory action will be revealed.
Or, if not, engaging in improvisation -inquiry through action- has its
own benefits as a practice of and commitment to the capacity for greater
openness, flexibility and understanding.
Improvisation fulfills a
practical need to be open to a range of choices. In many situations
in which there are a great many possible solutions to a problem, a great
many of which have equal validity, some solutions are also solutions for
multiple problems. The idea of a unique problem corresponding to
a unique solution is too limiting in many contexts. The willingness
to accept a multiplicity of problem/solution relationships is, I believe,
an important component of higher level problem-solving; this is the spirit
of improvisation. The process of embodying such willingness is what
I understand to be improvisation itself. An active willingness to
discover spontaneously is an attitude or a state of mind that can not be
defined, only explored, and that exploration has been a large component
of my study.
However,
the appreciation of improvisation and its definition(s) are more limited
in common discourse. There is a lack of recognition of a possible
state of mind which might be conducive to improvisation or which might
purposely invite it as an approach. For instance, in Websterís New
Twentieth Century Dictionary (1983), to improvise means, in an artistic
or creative context, to act "on the spur of the moment and without any
preparation," or, in general, to act with the "materials at hand, usually
to fill an unforeseen and immediate need; as, he improvised a bed out of
leaves." Those bland definitions of the phenomenon contrast interestingly
with the following. First, the idea of improvisation as essentially
limited to response is called into question by one writerís observation
from his experience: "The heart of improvisation is the free play of consciousness
as it draws, writes, paints, and plays the raw material emerging from the
unconscious" (Nachmanovitch, 1990, p. 9). Also, Paul Berliner addresses
the idea of "without any preparation" in Thinking in Jazz: "There is, in
fact, a lifetime of preparation and knowledge behind every idea that an
improvisor performs. ...[T]his preparation begins long before prospective
performers seize upon music as the central focus of their lives" (Berliner,
1994, p. 17, my emphasis). The clear implications are of an amplifying
resonance with the process -preparation in a broad sense, prior to opportunities
for engaging in improvisation- and that the process need not be thought
of as pertaining to only one discipline.
A personís
attitude towards improvisation is an epistemological issue. It is
a question of how one can know, which ultimately relates to what one thinks
can be known or what one thinks is important to know. Apparently,
it is difficult for some people -more so within North American society,
less so in other cultures- to believe that things can be learned by "fooling
around." There seems a tendency to believe that the only things we
can learn about are the things that we know we are looking for and which
we have set about to ascertain in an orderly manner.
Also,
a personís attitude reflects a social context. Oneís epistemology
is influenced and shaped by the society in which one lives. Improvisation
tends not to be valued within North American society as a whole because
of the cultural tradition of the dominating class. The process of
devaluation is more indirect than direct. Only a few seem to be active
denigrators of improvisation, but when criteria antithetical or nonessential
to improvisation are held in higher esteem, the effect is definite.
The emphasis on the written word -in documents, in musical scores, in concrete-
creates the expectation that what is transmitted orally is of tenuous worth.
Therefore, context and voice, criteria very much integral to improvisation,
are diminished.
Ultimately,
an improvisation is not falsifiable; it is a qualitative finding that can
only be verified in the heart of a given improvisor who had access to the
data source at a given moment. The choices that are made can not
be written in stone, and the context that evoked the choices can never
be exactly duplicated. Then, in turn, those who are not committed
to the level of certainty on which precision, and ultimately product creation,
depends are deemed immaterial to the greater agenda of a materialist society.
Those
who follow a path in the spirit of improvisation are, like jazz musicians,
relegated to darker exposure. Even many of us who seem to find joy
in musical improvisation, jazz in particular, follow a script which disregards
and restricts the spirit of the improvisors themselves. Without being
aware probably, Sloboda (1985) glibly perpetuates a stereotype that musicians
themselves find their best setting removed from center stage: "For real
improvisatory jazz at its best one may have to seek out the late-night
backroom informal sessions..." (p. 149). The implication is that
improvising is a process that can not stand the light.
Background
My relation to the subject
of improvisation is based on over 25 years as a performing musician; teaching
experiences with individuals and classes in academic subjects, poetry and
music; and being a go player, as well as a former tournament chess player.
All three areas have included a high level of improvisation. It has
been a key component for performing in and participating in these disciplines
more effectively.
As a
musician I have played in the jazz idiom, towards the part of its spectrum
often referred to as "avant-garde" or "free," in which the structures of
individual compositions and performances have been anywhere from largely
to completely improvised. Similarly to the music, the performing
units have followed no prescribed format: solo, duet, trio etc.; without
drums, without bass, all horns etc.; with Asian percussion, Latin percussion,
African percussion etc. And, similarly to the performing units, the
performing situations have varied: festivals, concert halls, clubs, libraries,
schools, rallies, street corners. I have played with a variety of
musicians in a variety of locales creating music spontaneously, improvising,
to a variety of audiences in a variety of linguistic and cognitive frames
of reference.
As a
teacher I have taught math and other subjects in a variety of situations:
private lessons, GED programs both for adults and at-risk youth, and as
adjunct faculty in graduate and undergraduate schools. I have also
been a poetry teacher, mostly sponsored by the California Poets in the
Schools (CPITS), from elementary to high school to juvenile hall.
I play
chess and go. These are games of strategy, where one might assume
that the best strategy is to leave nothing to chance. Yet, I am drawn
to both of these games for the creative opportunities that they present,
as much for the surprises in both intuitive and counter-intuitive analyses
combined with the requirement for lucid reasoning.
Also,
I have been presented with many situations in my life for which there were
no scripts that I had heard of, or the only scripts being suggested were
unacceptable. Becoming aware that I had improvised and that there
was a methodology of some sort in that process has been an evolving process
for me. The awareness that improvisation has very often been a successful
option, as well as the most positive or uplifting one to others involved
in the same situations, has been significant in my life. For many,
it might suffice to say that I am an African American having lived over
a half a century in the United States.
Starting Points
My belief in improvisation
as a worthwhile subject of study comes from the transformative effect that
improvisation has had in my life, as a performer and active participant,
and as audience and active listener. In listening to musicians improvise
I feel that I have heard and learned things that could not be communicated
in any other way or moment. By improvising, musically and socially,
I have learned things about myself, and ultimately about how I learn, for
which there could never be a verbal text. And, performing with other
improvisors, I have come to experience that the better players do not begin
their improvisation on the stage, but rather it flows from how they live.
My lived
experience as well as my analysis, of my own and othersí conditioning in
our socio-historical context, resonates with how Jones (1986) is paraphrased
by Pierce. Jones introduced improvisation as "a concept for understanding
behavior among African Americans, defining it as ëachievement behaviorí
created under stressful circumstances. He suggested that improvisation
is a cognitive process with expressive, goal-directed, and problem-solving
aspects. Jones further suggested that improvisation is a preferred
and often necessary style of behavior for African Americans resulting from
societyís legacy of racism" (Pierce, 1995, p. 445).
Being
an African American means historically having been offered scripts which
were unfit for human consumption ("Say, ëYes, sir,í boy, and mean it!")
and full of self-refuting subtexts impossible to deliver with sincerity
("Öindivisible, with liberty and justice for all"). In such a situation,
an improvisational consciousness allows one to make meaning for oneself
with the script as gesture rather than as text, a throughline connected
to a struggle for a sense of autonomy. And at the same time as the
process serves for physical survival, it nurtures a perspective from which
one becomes empowered to review all texts from the standpoint of distinguishing
between the perceived and the real actor. An acceptance of the arbitrariness,
or constructedness, of reality is a prerequisite for an improvisor.
While
this society has devalued improvisation, many of us who are also devalued
within the society have incorporated improvisation to survive while moving
beyond mere survival. The very fact that we and one of our "preferred
and often necessary style[s] of behavior" are treated as other motivates
me further to support a rightful heritage and practice, which is both practical
and spiritual. While improvisation has a direct and clear importance
and benefit as a response to racism, it has a cultural value that emerges
in many contexts among African Americans. African American artistry
and culture are traditionally a holistic experience, serving the mind,
body and heart. Improvisation is a process that embodies that perspective.
And, while I speak from my experience as an African American, I am aware
that there are diverse cultures throughout the world who embrace improvisation
more enthusiastically than the dominating European American culture in
North America.
Orientation
I approached my inquiry
process with the understanding that there are different contexts in my
life in which I am most liable to be aware of whether or not I am improvising
or have improvised. Aside from those, there are times, ways and means
to invite or disinvite improvisation that I believed were yet to enter
my consciousness. At the same time I wanted to be fully open (without
anticipation) to unanticipated learning, I wanted to nurture the further
unfolding of what I have already seen in improvisation -I have wanted to
know it more deeply.
There
are at least two aspects of limitations that I must refer to in this type
of inquiry process. One aspect concerns the very vocabulary that
can be used to express the ideas on this subject. For instance, some
of the concepts and language that musicians may use to express their sense
of improvisation may or may not help elucidate the phenomenon for someone
steeped chiefly in an educational jargon. In terms of learning itself,
it may or may not be understood unless it is somatic or holistic.
The difference in terminologies may tend to obscure some of the overlap
that exists in the understandings of people who look at improvisation through
different social or technical lenses.
I also
refer to Baileyís (1992, p. ix) statement reflecting the idea that there
is something in the nature of "voluntary" improvisation which seems too
elusive for, even antithetical to, documentation or an academic context.
If I had completely accepted that perspective, entering into this research
would have seemed to be somewhat suicidal. So, while I believed Baileyís
comments are very much to the point, I was ambitious enough to take on
the challenge of documenting my explorations while still capturing the
spirit. The most severe limitation in this context has not been my
ability to say something meaningful on the subject, but to say it meaningfully.
In other words, the adventure has been to modify the verb, not just the
noun. And, in the process, the danger of losing my way in this balancing
act has felt threatening to my own sense of self as a performing artist.
It is a balancing act because, while I may choose writing as the main method
of documenting this study, I in no way intend to privilege the written
word as the ultimate arbiter of improvisationís nature or validity.
I prefer to approach the word as simply another means of conveying the
shared meaning, but I recognize that the authority the written language
holds is so great that often we look for truth in the words rather than
looking for the words to point towards the truth. I imagine that
only superficial insights at best will be manifest on the subject of improvisation
if I am not able to create the sense, or the reader unable to accept, that
the written word is describing a process, not defining a structure.
Improvisation as a Mode
of Learning
Improvisation as a mode
of learning is a paradox; as a process, it is an invitation to know without
the known as absolute. In the process, the improvisor wants knowing
here and now; in this context the known is past, the present is knowing.
The known is the ground, the knowing is figure. Yet, as the happening
becomes the just happened, the present instantaneously becomes its own
ground, and the new figure emerges; it is a continuous process, the verb
that will not become a noun. Improvisation is infinite and has no
fixed boundaries, because knowing never becomes known; improvising valorizes
the ever-changing nature of truth rather than its fixed nature. As
a result, one sets the limits for it only arbitrarily, if and when one
chooses to move from knowing to becoming a knower. One sets the limits
for it at oneís own risk or safety, when one chooses to define the boundaries
of knowledge and to privilege the delimited.
If the
process of improvising is, as I believe, a learning, it could be considered
a subject-less learning and as such would be what I call metalearning,
or a process for learning how to learn.
Learning
can sometimes be understood from the perspective of teaching; that is,
how one learns depends on what or how one is taught. Quite possibly
though, the conceivable role of improvisation in learning runs counter
to traditional education, which at its extreme has been characterized as
"banking." In the "banking" mode the teacherís role is "to ëfillí
the students by making deposits of information which the teacher considers
to constitute true knowledge" (Freire, p. 63, 1971); "students are not
called upon to know, but to memorize the contents narrated by the teacher"
(p. 68). What knowledge exists is considered quantitative, amassable,
the property of the teacher and distinct from process. Towards the
other end of the spectrum there is a partnership between teacher and student
and an attitude that learning comes out of interaction. "Problem-posing
education affirms men as beings in the process of becoming -as unfinished,
uncompleted beings" (p. 72). This is a more active and constructivist
perspective on how we learn, how we come to know. And this is an
approach that is more resonant with improvisation, in which the process
is not subordinate to product.
The realm
of improvisation centers on unanticipated learning. Without an attitude
of welcoming the unanticipated, I am not improvising. At the moment
I strive for a particular outcome, even while I may consider that I am
improvising, I have injected insincerity into the process and have attempted
to frame my knowing as a knower. The improvisation is negated.
The insincerity is best understood as a false openness towards inquiry;
when I am not truly open, I hold onto my previous frame of understanding.
"Only when your actions seem without consequence can you realize what it
is you actually know" (Rothenberg, 1996). In this sense "knowing"
is a process of "unfolding." If I focus to narrowly on a particular
endpoint, I restrict myself from a fuller potential unfolding.
Without
a commitment to the spirit of improvisation there is no improvisation in
the sense which I understand it at this point. One can improvise,
or one can not improvise. When one is not improvising, one has made
a conscious or unconscious choice not to entertain, welcome, or even invite
in perspectives that one considers new or different.
Improvisation
in all its manifestations and idioms is inquiry; even so-called fooling
around can generate discovery. And the exploration inherent in the
inquiry is intimately connected to self-exploration. At the very
least, self-knowing (as in a self-learning) emerges in oneís choice of
a specific moment in time to fool around; there is in that choice an opportunity
for a deeper understanding of oneís own context. How, when and why
we choose to hold our opinions in abeyance, or to allow ourselves not to
feel restricted to acting exclusively on what we "know," are options affected
by who we understand ourselves to be and by what we feel we must do or
be in a specific context to maintain our identity. I think it is
important to recognize that to declare improvisation out of bounds is not
merely to exclude an act: Defining a task so specifically as to render
improvisation inappropriate ultimately defines what improvisation can not
mean in a given context, and, therefore which meaning in itself is not
allowed.
Improvisation
as a paradigm is an invitational process towards expansion. The improvisor
embraces the unforeseen. Because it is not a rigid approach, it allows
those improvising to conceptualize a given situation, problem or context,
in a frame with enough breadth and flexibility for reframing possibilities:
in other words, to propose an orientation while being inclusive.
Improvisation is a methodology, and, at its root, to improvise is to inquire.
What we set out to learn and how we go about that learning are connected.
Often, as we define (perhaps unnecessarily narrowly) a situation (problem
or area of inquiry), we restrict our approaches to developing an understanding
of that situation only. In contrast, by committing ourselves to the
broadest possible set of answers, improvisation becomes a desirable approach
to a given situation. By envisioning "problems" as opportunities
or even adventures, which I consider to be an improvisational perspective,
it is possible to realize outcomes beyond mere "answers." Improvisation
is an approach that accepts the limits of oneís knowledge without making
assumptions about exactly what and where those limits are. In the
course of improvising, we need not as quickly discount ideas or directions
that only seem not to fit; we allow for a greater resource pool of choices
and more comprehensive pattern recognition.
Higher Level of Consciousness
In an everyday mode of consciousness,
we tend to approach obstacles as they appear -that is, one by one.
Under the best of circumstances we presume each obstacle will be overcome,
each problem solved. But often our approach is limited to only that
obstacle or problem at hand. Often we neglect an invitation to uncover
the underlying pattern of which a particular instance is only one manifestation.
The underlying pattern may only be revealed when all the contextual factors
are considered.
In developing
ability in a particular problem area, intuition of the whole or "holistic
similarity recognition" (Dreyfus & Dreyfus, 1986, p. 28) is the capacity
of mind which seems to represent the highest level. In Mind Over
Machine, Dreyfus & Dreyfus distinguish between know-how and a capacity
to know that. Although one can talk of certain principles involved
in riding a bicycle one does not "really know, until it happens, just what
[one] would do in response to a certain unbalanced feeling" (p. 16).
They consider bike ridingís similarity to most of lifeís problem areas
(from carrying on conversations in a wide variety of contexts to walking
on unfamiliar terrain), in that it is essentially unstructured, and it
cannot be reduced to "knowing that." Acquiring a skill proceeds through
stages, the earlier stages involving conscious abstract rules and the later
involving intuition. In the beginning there is the analytic behavior
of a detached subject, calculative rationality, and later there is an involvement,
an engaged participation, which is not irrational but "arational" -"experts
act arationally." "The word rational...has come to be equivalent
to calculative thought and so carries with it the connotation of 'combining
parts to obtain a whole'; arational behavior, then, refers to action without
conscious analytic decomposition and recombination" (p. 36). Although
we generally regard the irrational as contrary to logic or reason and to
be avoided, it does not follow that the rational subsumes all intelligence
or the highest activity of the mind. Embracing the arational as part of
our consciousness is part of the process of expanding our consciousness.
Improvisation is indeed arational behavior.
Another
aspect in approaching a problem situation is that what we perceive as an
obstacle and why we perceive it as such are questions not necessarily consciously
addressed together, but both are components of the context. However,
when I consider myself to be task-oriented, I may think it is counterproductive
to examine or question the significance of the task itself. There
is a polarity between what is perceived as practical, what and how, and
what is perceived as theoretical or philosophical, why. The drive
to be "efficient" generally invokes a rigid frame in which to conceptualize
the problem/solution. Often such rigidity works against the learning
in the doing of the task as well as the learning about oneself in relation
to the context of the task. Improvisation is a modality that allows
a more free-floating consciousness between the poles of the practical and
the theoretical.
I feel
that the better solution in a "problem," or better choice in a "situation,"
is the one which resolves the apparent conflict of possibilities while
at the same time illuminating patterns and revealing greater levels of
organization or complexity which can be responded to in similar ways.
I think that what I am describing as the better solution relates to what
Frank Barron, reviewing the characteristics of creativity (1995), terms
elegance. He sees "growth as marked by increasing and often unpredictable
differentiation. Simplicity leads to complexity before a new and
more elegant simplicity can be achieved" (p. 314). Improvisation
involves a synergy between simplicity and complexity. It is a mode
in which better solutions are possible because multiple solutions are welcome,
among which are solutions to an even greater multiplicity of problems.
I consider
that improvisation manifests a higher "level" of consciousness, analogous
to Keganís sense of higher "order," not as a sequential reference but a
reference to degree of encompassment. On the subject of consciousness
and its development over a lifetime in In Over Our Heads, Kegan writes
that "the different principles of mental organization are intimately related
to each other. They are not just different ways of knowing, each
with its preferred season. One does not simply replace the other,
nor is the relation merely additive or cumulative, an accretion of skills.
Rather, the relation is transformative, qualitative, and incorporative.
Each successive principle subsumes or encompasses the prior principle.
That which was subject becomes object to the next principle. The
new principle is a higher order principle (more complex, more inclusive)
that makes the prior principle into an element or tool of its system" (Kegan,
p. 33, 1994).
An Improvisor is not without
Honor...
As I participate in and
observe human action and interaction in the world I note that improvisation
is much loved while it is also denigrated. Sometimes it is loved
and denigrated within the same person. Sometimes it is loved in the
Self but devalued in the Other, who may be considered not to know its "appropriate"
use. Also, there are those of us who try to achieve a level of preparation
in which there is never a need "to make something up" -as improvisation
is often dismissively considered; there are those who see it as something
done only as a last resort.
Many
people seem to have a tendency to hold at least one of two attitudes: either
that improvisation has its place, but its place is never in the context
of "serious" things; or that, in general, some people can improvise and
some people canít. My perspective, on the other hand, is that improvisation
can be of service even in the most serious of human endeavors and that
everyone can -and does- improvise. It is a significant human experience
as an exercise, a tool, and a method of learning. Even though its
intellectual aspect is not recognized, "Improvisation is a means of training
people to think" (Hodgson and Richards, p. 22). I understand "training
to think" as learning better how to approach problem areas, structured
and unstructured, more generatively.
I feel
that there are social and national issues specific to this society that
have perpetuated a devaluing of improvisation. In other words, growing
up in this society, the epistemology of the non-improvisors has been in
the ascendance -a fundamental aspect of what some call the Western paradigm.
Improvisation in its many forms, on the other hand, is a continuation of
the oral tradition, the metanarrative that I believe is more universal;
within diverse cultural milieux, improvisation is a tradition that is itself
nurtured. In the oral tradition a story exists, is alive, in the
telling, and every telling is inflected uniquely in collaboration with
the teller, the listener and place -in relation. Alternately, the
Western construction of order relies heavily on the composed and fixed,
which are said to exist immutably and outside of human nature.
However,
this society is uniquely at odds with improvisatory approaches probably
specifically because the foremost model for it continues to be "jazz" and
the "jazz musician" -largely the realm of African American artistry and
culture. As long as Eurocentricity, in the form of white privilege
and its privileged thought forms of rationality, prevails in this society,
the gifts of the African sensibility will continue to be underappreciated,
denigrated, and underutilized, to the detriment of all.
Also,
the general attitude in this society towards improvisation is related to
that towards Art. Art is often underappreciated because it, too,
is considered "not serious," meaning "not functional." Art (the process
of doing it, in contrast to its commodification) seems not to have a role
in the real world; it seems to have no clear value for survival because
it seems not to help solve anything. Typically, budgets to support
Art will be cut before all others. It seems not to be something people
need, and, therefore not something people need to learn -let alone something
people need in order to learn. Improvisors are viewed like artists
in general, people with a special talent that they often express in an
esoteric realm.
In addition
to the low esteem in which improvisation sometimes is held in academic
circles, there is the low esteem in which improvisors hold academic circles.
There is a sense perhaps in which the lines have been drawn too narrowly
from both perspectives. This statement from an improvisor perhaps
best captures the dilemma of "serious" inquiry into the area of improvisation:
Improvisation is always
changing and adjusting, never fixed, too elusive for analysis and precise
description, essentially non-academic. And, more than that, any attempt
to describe improvisation must be, in some respects, a misrepresentation,
for there is something central to the spirit of voluntary improvisation
which is opposed to the aims and contradicts the idea of documentation.
(Bailey, 1992, p. ix)
Summary
In this chapter I have presented
a preliminary definition of improvisation, what it is, and my sense of
the depth of the phenomenon itself. I have also described what
I see as the prevailing attitudes that tend to be dismissive: Those who
improvise are a select group and/or the process itself has no relation
to consciousness and learning worth appreciating. In the process
of talking about this subject, my own background and relationship to the
inquiry are central. I have described aspects of my own connection,
which refer to why and on what basis I choose to engage this topic.
I have presented my starting points, beliefs that I feel I have a right
to through experience, which at the same time orient me in specific ways
to the inquiry. These beliefs are developed in my initial perspectives
on improvisation: as a mode of learning; as a process involving a higher
level of thinking; and as a cultural expression -the appreciation, or diminution,
of which is connected with much of our shared North American history.
Improvisation
as a mode of learning is an invitation to know without there being the
known as absolute. It is a continuous process that chooses not to
define the boundaries of knowledge. It is a subjectless learning
that continuously nurtures itself, a metalearning that is the process of
learning how to learn.
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